Head of Securities & Exchange Commission (SEC) Reporting, Parameta Solutions

Company: TP ICAP Group
Location: New York
Posted on: November 4, 2024

Job Description:

Head of Securities & Exchange Commission Reporting, Parameta Solutions (New York or Houston)The TP ICAP Group is a world leading provider of market infrastructure.Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.Through our people and technology, we connect clients to superior liquidity and data solutions.As the Head of Securities and Exchange Commission (SEC) Reporting for Parameta Solutions, you will lead the company's external financial reporting function. This role is responsible for managing all Securities and Exchange Commission (SEC) filings and ensuring compliance with SEC regulations, accounting standards (GAAP), and internal controls.Role Responsibilities

• Oversee the preparation and timely filing of all SEC reports, including but not limited to Forms 10-K, 10-Q, 8-K, and proxy statements, ensuring compliance with SEC rules, regulations, and U.S. GAAP.
• Ensure accurate and transparent financial disclosures, meeting the company's regulatory and investor expectations. Lead the drafting and review of financial statements and footnotes for SEC filings.
• Serve as the primary contact for external auditors in matters related to SEC reporting. Work closely with auditors and the finance team to facilitate a smooth audit process and ensure timely completion of audits.
• Maintain and enhance internal control processes related to financial reporting and ensure compliance with Sarbanes-Oxley (SOX) requirements.
• Work closely with the legal, investor relations, and accounting teams to ensure alignment of financial disclosures and support broader financial communications, including earnings releases and investor presentations.
• Drive continuous improvement in the SEC reporting process, implementing best practices and leveraging technology to streamline reporting and enhance accuracy.
• Monitor and assess the impact of new accounting standards, SEC regulations, and reporting requirements. Lead the company's response to regulatory changes, ensuring compliance and adapting reporting as necessary.
• Lead, mentor, and develop a team of financial reporting professionals. Foster a high-performance culture with a focus on accountability, accuracy, and professional growth.
• Provide leadership on special projects related to mergers and acquisitions, capital markets transactions, or other initiatives requiring detailed financial reporting and disclosure.Experience / Competences:Essential
  • Bachelor's degree in accounting, finance, or a related field. CPA qualification is required.
  • Minimum of 10 years of experience in accounting or financial reporting, with at least 5 years in a role directly responsible for SEC reporting within a publicly traded company or Big Four firm.
  • Expertise in U.S. GAAP, SEC regulations, and the preparation of financial statements for public companies.
  • Strong understanding of internal controls and Sarbanes-Oxley (SOX) requirements related to financial reporting.
  • Proven ability to lead and mentor a team of accounting and financial professionals in a high-pressure environment.
  • Advanced proficiency in financial systems, including ERP systems (e.g., Oracle, Workday) and financial reporting tools (e.g., Hyperion, Onestream, Workiva).
  • Strong written and verbal communication skills, with the ability to articulate complex financial information clearly to both internal and external stakeholders.Desired
    • Experience in a large, publicly traded, multinational company.
    • Experience managing large-scale projects, including system implementations or significant process overhauls.
    • Knowledge of capital market activities and how financial reporting impacts investor relations and market communications.
    • Experience in financial reporting for mergers, acquisitions, or public offerings is a plus.
    • MBA or other advanced degrees in finance or accounting.Band & Level: Functional Head / 8Base Salary Range: USD 195,000 - 250,000
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Keywords: TP ICAP Group, Brick , Head of Securities & Exchange Commission (SEC) Reporting, Parameta Solutions, Accounting, Auditing , New York, New Jersey